Archaeology

Archaeological Impact Assessment Guidelines

3.0 Archaeological Impact Assessment and Review Process

Part 1 of 4

3.1 Introduction

Archaeological impact assessment studies are initiated in response to development proposals which will potentially disturb or alter the landscape, thereby endangering archaeological sites. Major development projects of this nature normally proceed through four general stages of project planning:

  1. prospectus;
  2. feasibility or preliminary planning and design;
  3. final design, licencing and approval; and
  4. implementation and operation.

At each stage of this general planning process a particular type of archaeological study is undertaken to meet specific project objectives and needs.

The archaeological assessment process is composed of two principal components: assessment and impact management. Assessment is primarily concerned with the inventory and evaluation of archaeological resources, and the assessment of impacts during the initial stages of project planning. Impact management follows directly from assessment and is primarily concerned with managing unavoidable adverse impacts as well as unanticipated impacts. It is important to recognize that the assessment and impact management stages are approached sequentially in association with specific levels of project planning. Moreover, each new stage in the process is highly dependent upon results and recommendations made in the preceding stage. The success of this process is also dependent upon effective communication and cooperation between project proponents and the Branch, and their mutual respect for development and archaeological resource management objectives.

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3.2 Roles and Responsibilities

The main participants in the archaeological assessment process usually include: project proponents, archaeological consultants, Branch staff, and project committees established under the Environmental Assessment Act.

3.2.1 Project Proponents and Consultants

Proponents are encouraged to consider archaeological resource concerns in their project planning and design from the outset. As participants in the archaeological assessment process, proponents and archaeological consultants who represent them, are responsible for:

  1. complying with all orders and permits issued under the Heritage Conservation Act;
  2. implementing assessment and impact management studies; and
  3. reporting the results and recommendations of archaeological impact studies to the Branch for review.

Consultants should be concerned with designing research strategies, conducting archaeological impact assessment and management studies, and recommending courses of action. The responsibility for final decisions concerning the management of archaeological resources is vested with the Branch.

3.2.2 Archaeology Branch

The branch exercises various responsibilities that include:

  1. establishing impact assessment and management guidelines, study standards, and reporting requirements;
  2. reviewing development proposals to determine the proponent's level of involvement in the archaeological resource assessment process;
  3. preparation of orders and permits pursuant to the Heritage Conservation Act in assistance to the Minister;
  4. providing guidance or direction to the proponent throughout the archaeological assessment process;
  5. ensuring that First Nations who could be affected by decisions are given an opportunity to have their concerns considered prior to making decisions;
  6. providing consultants with access to archaeological site files, maps, and other documentary materials maintained within the Ministry;
  7. monitoring field aspects of archaeological impact assessment and management studies for compliance with terms and conditions of orders and permits;
  8. reviewing reports and research proposals for relevance, completeness and objectivity; and
  9. establishing terms and conditions for project approval.

3.2.3 Project Committees

Committees set up for each project review incorporate the archaeological resource assessment process by providing general direction and coordination of the province's overall environmental assessment and review process. These committees work directly with the proponent and the Branch to clarify requirements or provide general advice on assessment and review procedures at various stages in the approval process. They also coordinate review comments, advice and queries the Branch may have regarding a proponent's archaeological impact studies.

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3.3 Review Procedures

The Branch may conduct as many as three formal reviews. The first involves an examination of the proponent's application for a Project Approval Certificate to determine whether further involvement in the archaeological resource assessment process is required. Therefore, the application should include an archaeological overview. The second review is to evaluate the Project Report which should include the results of an archaeological impact assessment. The third review is to assist in the preparation of the terms of reference for an Environmental Assessment Board hearing, if required, and will address archaeological impact management issues.

The Branch may request that report deficiencies either be rectified immediately or, depending on the nature of these deficiencies, in a following stage of the assessment process. In this regard, the Branch will advise the proponent of the nature of deficiencies and how they may be rectified.

Archaeological assessment reports should be received by the Branch as early as possible in the project planning process. Early Branch review will provide maximum lead time for correcting report deficiencies and/or designing and implementing subsequent archaeological investigations. This practice will minimize expense and delay to the proponent.

Unless the proponent requests otherwise, final reports received by the Branch are considered public information.

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